Compliance
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Execution Venues
The tables below show the investment ‘venues’ most frequently used by Michael Ambrose Limited when carrying out orders to buy or sell investments for clients.
The information in the first table relates to equities (e.g. directly held shares), and the second table relates to other investment types (e.g. collective investment schemes).
We are required to publish this data in this format on an annual basis. The data below relates to the period 02 January to 31 December 2018.
| Class of instrument | Equities (shares & depositary receipts) | ||||
|---|---|---|---|---|---|
| Notification if <1 average trade per business day in the previous year | Yes | ||||
| Top *three execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percent-age of total in that class | Proportion of orders executed as percent-age of total in that class | Percent-age of passive orders | Percent-age of aggressive orders | Percentage of directed orders |
| Investment Funds Direct Limited t/a Ascentric 2138008KVOA2SVGD38 | 49.66% | 81.82% | N/A | N/A | 0 |
| Computershare Investor Services PLC 213800XMV5SQCLOTCH91 | 30.44% | 9.09% | N/A | N/A | 0 |
| Seven Investment Management LLP (7IM) 213800Z67VYM8EQ1C25 | 19.90% | 9.09% | N/A | N/A | 0 |
*Organisations are required to publish details of their top 5 execution venues, but in the year ending 31 December 2018, Michael Ambrose Limited only used 3 separate execution venues for direct equity orders.
| Class of instrument | Other instruments | ||||
|---|---|---|---|---|---|
| Notification if <1 average trade per business day in the previous year | No | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percent-age of total in that class | Proportion of orders executed as percent-age of total in that class | Percent-age of passive orders | Percent-age of aggressive orders | Percentage of directed orders |
| Aegon UK PLC 213800HW5JU8BA4IMC33 | 36.22% | 39.25% | N/A | N/A | 1.46% |
| Cofunds Limited 213800XRUPSOZUPSF553 | 28.66% | 31.84% | N/A | N/A | 0 |
| Seven Investment Management LLP (7IM) 213800Z67VYVM8EQ1C25 |
22.75% | 19.66% | N/A | N/A | 0 |
| Walker Crips Stockbrokers Limited 213800DAFKGCXA75BD06 |
4.77% | 1.66% | N/A | N/A | 0 |
| Pacific View Asset Management LLC (PVAM) | 11.45% | 0.13% | N/A | N/A | 0 |